Buddhism and the definition of religion: One more time

by Williams Herbrechtsmeier

Journal for the Scientific Study of Religion

Vol. 32 No. 1 May.1993

Pp.1-17

Copyright by Journal for the Scientific Study of Religion


This paper argues that the belief in and reverence for superhuman beings cannot be understood as the chief distinguishing characteristic of religious phenomena. The consideration of Buddhism has always been central to the discussion of what religion is, and this paper focuses on the limitations of the human-superhuman dichotomy as it might be used to apply to Buddhist traditions. The argument makes three points: a) There are important sects of Buddhism that do not rely on reverence for superhuman beings, and the concept "superhuman" is difficult (if not impossible) to use in cross-cultural studies because of cultural variations in what it means to be human; b) the insistence that "philosophies" should be systematically distinguished from "religions" is arbitrary and culturally biased; and c) Buddhist doctrines that assert that reality is ultimately "nondual" provide the conceptual context for understanding superhuman beings in Mahayana, and this conceptuality is not consonant with superhuman definitions of religion. INTRODUCTION The definition of religion continues to be a matter of dispute among scholars, and I suspect that disagreements about the topic will persist so long as religion is studied in academic circles. This is as it should be. No area of academic specialization should allow its self-definition ever to be a settled thing. Still, certain aspects of this discussion can be laid aside from time to time as our understanding of religious phenomena becomes more sophisticated. A primary methodological issue to be decided in attempting to establish a definition of religion is whether and how any specific etic concept can allow for a sympathetic, nondistortional understanding of the various emic religious phenomena within the universe of human cultures. This is an especially important problem, because Western observers have frequently exported ideas about religion into foreign contexts where they do not fit the conceptuality of the peoples they study. Of course, we in the West are predisposed to believe that religion has to do with the worship of superhuman beings. Yet, following Durkheim, many scholars have concluded that the reverence for superhuman beings is not universal among religions, and they have suggested various conceptualities that are more complex for defining and studying religions around the world. Those who have argued against Durkheim's position have suggested that reverence for superhuman beings is so widespread among the world's religions as to be almost universal, and it supplies necessary constraints for the study of religion, which becomes unnecessarily vague if allowed to follow Durkheim's inclusivist views (Goody 1961; Horton 1960; Spiro 1966). Recently Orru and Wang (1992) have argued in this journal that the reverence for superhuman beings is basic even to Buddhism, the classic example of a nontheistic religion. In this article I hope to make a case against exclusivist definitions that find the chief distinguishing marks of religious phenomena in the reverence for superhuman beings. For reasons that will become clear as we proceed, the nature of Buddhism as a religious system has been the linchpin in arguments for nontheistic definitions of religion. I will argue that theistic definitions of religion cannot account for many aspects of Buddhism, which is normally considered to be one of the main religions of the world. The nature of Buddhism as a religion, then, has important implications for our understanding of the nature of religious phenomena generally, and particularly for the ways in which we conceptualize our studies of religion within the social sciences. BUDDHISM AND REVERENCE FOR SUPERHUMANS In order to establish that religion has no necessary relationship with superhuman beings, we need only establish that some religious phenomena exist that do not depend on a relationship between humans and superhumans. Buddhism certainly has such forms, and these forms are hardly marginal within the Buddhist tradition at large. Theravada Buddhism has long been the example most frequently cited as an "atheistic religion" (e.g., Cunningham et al. 1991:24-25; Schmidt 1988:10-11). While it might be true that many people within Theravada (both monks and laity) maintain relationships with spiritual beings, it is also true that many do not. Furthermore, many of those who do not worship spirits work strenuously against the practices of the spiritists who according to the "atheists," or "nontheists," as I prefer to call them) have imported superstitions into the originally pure dharma as it was taught by the historical Buddha. For example, I interviewed a number of monks in Thailand who were vehement in their opposition to the spirit cults that had grown up around what they considered to be the pure traditions associated with the historical Buddha (see also Gombrich and Obeyesekere 1988:15-16). Even though it is a matter of some dispute among Buddhists, particularly between the Mahayana and Theravada branches, whether the historical Buddha encouraged the worship of spiritual beings, the traditional orthodox position of Theravadins (that the Buddha did not encourage spiritism, but rather a rigorous method of practice that would lead to insight and the release from suffering) is certainly a respectable position, both historically and soteriologically. Around this nontheistic ideology have grown temples, ritual practices, a sacred canon, pilgrimage sites, an elite corps of priest-monks, the legitimation of political institutions, and practically everything else that we would normally consider religious. Theravada is not the only branch of Buddhism to evince this "atheistic" attitude. Modern Theravada is the only surviving school of many so-caUed Hinayana schools from ancient times, most of which stressed the importance of individual human effort by monks to achieve enlightenment, in sharp contrast with the reliance on spiritual beings that has been prominent in other religions, including some branches of Buddhism. Yet, even within Mahayana Buddhism, which in some cases allows for and encourages a reliance on superhuman beings to achieve enlightenment), the dependence on superhuman beings is not universal. For example, Zen is remarkable for the irreverence some of its practitioners show toward superhuman beings. During my initiation to Zen study some years ago, the Roshi's first words to me were "There is no God." In this sect of Rinzai Zen, our practice was based entirely on sitting meditation, Koan instruction, menial labor, silent eating, and so forth. Never was there mention or worship of superhuman beings. It seems to me that even such a cursory examination of the evidence would definitively exclude theistic definitions of religion, because the existence of certain nontheistic Buddhist sects should be sufficient to demonstrate that the concept "religion" is not necessarily linked with a reverence for superhuman beings. We might let it pass with this. However, there is a more fundamental flaw in such definitions: They do not define their most important term, "superhuman," with sufficient clarity for it to be applied to Buddhism (or other religions, for that matter) in a way that would allow us to make sense of Buddhist subtleties. Instead, the use of "superhuman" forces a distortion of the Buddhist worldview. Consider Spiro's definition (1966:98): Superhuman beings. These refer to any beings believed to possess power greater than man, who can work good and/or evil on man, and whose relationships with man can, to acme degree, be influenced by [activities involving values and ritual]. It seems that Spiro presumes a Western, empirical, positivist model of humanness, according to standard academic practice. Since what it means to be "human" varies videly from culture to culture, however, we cannot take for granted what it means to be "greater than human." Furthermore, it cannot be assumed when studying religion in a non-Western culture that a definition of humanity favoring our own view is warranted, without prejudicing the case in advance. In order to understand whether Buddhism is based on a reverence for superhuman beings, we must first understand what Buddhists consider a human to be. Ultimately we must even consider how Buddhists understand the nature of being itself. Only in this way can we hope to understand the Buddhist view of "superhuman beings." Humanness in the World;view of Samsara In every culture that has formed against the backdrop of samsara, individual humans have believed that they find themselves in certain situations and with certain natural proclivities because of the karma they have collected over countless former lifetimes. This applies to Buddhist cultures as well as to several others that originated in the Indian subcontinent, including Hinduism and Jainism. We might say that this view accounts for all elements that go into forming human identity, including both "natural" (genetic?) and "nurtural" (i.e., contextual) elements. According to this view, every sentient being is responsible for its own future according to its actions, insofar as every action entails certain results according to the laws of karma Likewise, the true nature of any being in existence is most properly understood not merely in reference to causes that have influenced it since its birth in this particular lifetime, but according to the entire history of events that have taken place, and especially decisions that have been made throughout many previous lifetimes. Such actions and decisions have defined the karmic make-up of the person in its present form. I use the pronoun "it" in order to emphasize that any being who finds itself as a human has a history that certainly includes births as lower forms of life, which might include both animals and depraved spirits. Decisions and acts that were made in these previous lifetimes cumulatively determine the character and social location of any human being. A mark of fully realized humans (that is, of those who understand their true nature and how they relate to the order of the cosmos) is that they are aware of all their previous lifetimes, because, logically speaking, they would have to be aware of their entire history in order to know themselves. This is true in the case of Gautama, and stories about his previous births (as monkey, hare, elephant, and human prince, for instance) are popular sources for instruction about basic Buddhist virtues (Speyer 1971). However, in none of these stories is Gautama Bud&a ever said to have been a "superhuman." The karma that Gautama collected so that he could be born as a prince of the Shakya clan and take the final steps toward enlightenment was from lifetimes as an animal or a human being. At his death he had never become anything more than human, except insofar as he came to realize his true nature, which is the same for all sentient beings. While Theravada Buddhists will talk about the Buddha's being "supermundane," we should not conclude from this that they revere him as a superhuman being in the same sense described by Spiro. Theravadins believe the Buddha to have been a very special being. When he was born into this world during the sixth century B.C.E., it was only the last of many rebirths he had experienced in his journey through samsara. By this point he had reached a stage of development that allowed him to do a great number of very special things, things typically not possible for human beings. For example, he was born into his mother's womb without the need of sexual intercourse between his parents, and his mother gave birth to him through her side with absolutely no pain (Corless 1989:5-6; Warren 1973:38-48). Just before he died, trees bloomed out of season in order to shower him with their blossoms (Warren 1973:95-96). However, these events in the life of Gautama merely occurred near the end of a long string of events that made up the Buddha's identity throughout his many lifetimes. When the Buddha died, he ceased to exist as an individuated being, because, having broken the bond between desire and suffering, he escaped the causal chain that leads to continued individuated existence and rebirth. Even though very few beings ever achieve the level of perception that Gautama did, Theravada recommends the arhat path to those who want to pass into nirvana at their deaths. After all, to attain a supermundane state in Buddhism is not so much a matter of having miraculous powers or coming from another world, but having a level of perception that enables any sentient being to have insight into the true nature of reality that is always and everywhere the same (Tambiah 1970:40-41; see also Angutarra Nikaya, quoted in von Glasenapp 1966: 138). To the extent that the Buddha was a superhuman being, we are all superhuman, in that our being transcends our humanness. Gautama is distinct from other humans because he had come to understand this "supermundane" reality with great clarity and constancy, and because he could teach others about it (Carter 1982:19-23). Any arhat can come to understand the same thing without ceasing to be human. Considering all of this, how are we to understand the word "superhuman" in a cross-cultural context? Certainly Buddhists claim powers and attributes for Gautama that modern Western empiricists would not consider a part of human potential. However, among those people who share in the worldview of samsara, it is almost universally believed that human beings can do wondrous things (Tambiah 1970:50; Eliade 1958). How to solve the issue of cultural prejudice in the taxonomy of religious phenomena, so that the emic structure of one culture/tradition is not favored over another, is a problem in the interpretation of culture that cannot be overestimated as we fabricate an interpretive conceptuality. I would suggest that the category "superhuman" is inherently flawed and should be abandoned as a etic tool, because it necessarily exports corollary emic biases from the culture of the interpreter and would impose an alien, distortional hermeneutic on the worldviews of cultures that do not share in the emic structure of the interpreter's culture. This problem has implications not only for the grosser problems of cross-cultural comparison, but also for the interpretation of diversity within Western, Abrahamic traditions. IS ATHEISTIC BUDDHISM A RELIGION? Even those who are aware of these subtleties in Buddhist conceptuality might persist in denying the relevance of atheistic forms of Buddhism on the grounds that such sects as Theravada and Zen are not really forms of religion after all. Such objections could take at least two forms. Philosophy, Religion, and Nominal Definitions First, it could be objected that it is necessary to maintain a clear definitional boundary between "philosophies" and "religions" (Spiro 1966:93; Orru and Wang 1992:58-59). Following this line of reasoning, we might maintain that a "philosophy" is a system that lends perspective to human existence through beliefs and practices derived from the efforts of human reason, introspection, and community discourse. Thus, the nontheistic aspects of Theravada and Zen would be better understood as "philosophies" and could be distinguished from the various "religious" forms of Buddhism that give prominence to reverence for superhuman beings. One could argue further that any insistence that all forms of Buddhism are religious renders the argument tautological. There is no reason, it could be claimed, to assume that every Buddhist sect is "religious" (as opposed to "philosophical"), unless terms for the definition of religion are established in advance that allow for atheistic sects to be understood as instances of religious expression. This, of course, begs the question. Arguments such as a religion, and all of its forms are therefore religious" simply won't do. As far as it goes, this is an important critique. Yet those who propose nontheistic definitions for religious phenomena are not looking at things quite so simplistically. In the first place, any definition is an analytic (or tautological) statement: Bachelors are unmarried men. Thus, the mere assertion that philosophical and religious systems are to be distinguished on the basis of attitudes toward superhuman beings is every bit as tautological as the position against which it is invoked. In fact, Goody's (1961:148-155) review of the reasons for adopting a more inclusive definition of religion (including nontheistic forms) is much more thorough and convincing than are the reasons he uses to support his Tylorian, animistic conclusion. Like Spiro, Goody chooses Tylor's position on almost purely utilitarian grounds: If we define religion in this way, then it's easy for us to define what we're studying in precise terms. The problem that confronts us in the definition of religion is how to escape the impasse of merely asserting that religion is "x," and then searching for evidence in favor of one's position. Those who have argued for more inclusive rather than nominal definitions implicitly advocate a more inductive method, according to which the articulation of theoretical constructs (including definitions) is part of the process by which we understand individual cultural phenomena and the nature of religion at large. Of course, this means that the construction of more inclusive definitions will continue to be an unresolved matter, as definitional debates and the empirical examination of cultural data proceed reciprocally. I suspect that the urge to establish nominal, exclusive definitions of religion stems from the need of some sociologists and anthropologists to define essential subcategories (such as religion) within their disciplines, as contrasted with others (like me) whose primary interest is in religion but who use sociological theory and method to direct their research. For example, Horton's (1960:212) definition of religion as "an extension of social relationships beyond the confines of purely human society" is clearly (in the context of his article) an attempt to define religion in such a way that he can advance a specific hypothesis about social relations and discourse about spiritual beings. For the purposes of his article, his definition makes good sense. However, it is quite another matter for Horton to indict universally those who discuss more inclusive definitions as "carry[ing] on an endless and entirely barren argument" (1960:201), or for Spiro (1966:87) to describe such discussions as "interminable (and fruitless) controversies." The starting point for an inductive discussion of this topic must be W. Cantwell Smith's (1962) seminal study, The Meaning and End of Religion. By extension from Smith's arguments about the history of the meaning of the term "religion," we can conclude that "religion" is an emic concept that has had a variety of uses in European languages and cultures over the centuries since it was first used in its original Latin forms. Only in relatively recent times has it begun to connote the sorts of things that we in the comparative study of religion now discuss. There is a simple reason for this. For most of religio's long history, it had meaning in the relatively narrow conceptual context of European Christian culture. As European imperial culture began to encounter the religions of the Americas, Africa, and Asia, intellectuals in Europe (such as Tylor and Durkheim) debated ways in which the word "religion" might be used to describe the variety of cultural forms that they had discovered in the dawning age of global awareness. For better or worse, studies in comparative religion have developed as attempts to describe a variety of cultural forms on analogy with generally accepted paradigms among "the world's religions." The five most important and least ambiguous expressions of religion in the world have been Judaism, Christianity, Islam, Hinduism, and Buddhism. To the degree that anything is called "religious," it must in some way be analogous to the sorts of forms that are found within these major traditions. Practically every introductory textbook on religion is testimony to this fact, and Orru and Wang (1992) add their testimony implicitly, since they do not try to discredit nontheistic Buddhism, as such, from being included in the discussion, but rather to show that Buddhism is not as nontheistic as some interpreters have thought it to be. Still, the use of the term "religion" to describe certain nontheistic forms of cultural expression is not merely an accident of history. The intuitions of early explorers, warriors, and scholars were right when they understood Theravada to be analogous with Christianity and Judaism, even if some did not understand that the Buddha is not revered as a god, and even if they had a condescending attitude toward it as a heathen faith. If I may repeat a line from an earlier paragraph, the nontheistic forms of Buddhism (including Theravada and Zen) include temples, ritual practices, a sacred canon, pilgrimage sites, the reverence for saints, an elite corps of priest-monks, the legitimation of political institutions, and practically everything else that we would normally consider a religion to include. Of course, whether this conclusion is valid depends on an empirical examination of the cultural facts. We cannot argue this point here. However, the cluster of such cultural forms under the heading "Theravada Buddhism" looks sufficiently like other clusters from Medieval Europe, Bronze Age Egypt, and Trobriand Melanesia that many scholars find it useful to discuss them all as expressions of "religion," even though some of them are not linked in any thorough way with the reverence for gods and spirits. To consider some of these forms as "philosophies," simply because they do not have the reverence for superhuman beings at their core, is surely a case of exporting cultural bias. For us in the West, particularly for those of us who work in institutions so heavily indebted to the European Enlightenment, the differences between philosophy and religion might be important. However, the distinction is certainly not a cultural universal, and we should not insist that it is necessary to distinguish between "philosophies" and "religions" in cross-cultural studies. There are two reasons for this. First, intuitions about religion among Westerners are not as straightforward as some might think (Spiro 1966:91; Horton 1960:211). Enlightenment thinking has so penetrated religious ideologies in the West that beliefs about ultimate reality among many "religious" people are nearly indistinguishable from those thought to be more "philosophical." For example, many religious people in the West, particularly some liberal Protestants and Reform Jews, direct their reverence toward the "Ground of All Being" rather than to individual superhuman beings, and they seem to have as much in common with their academic philosophical counterparts as with Jewish or Christian Fundamentalists. Likewise, many of those involved in the theology of liberation have so adopted Marxist principles that they work more to reform the social infrastructure than to appeal for supernatural intervention on their behalf, even though they regard themselves as the modern inheritors of the biblical tradition. Hence, for those of us who have studied the last 200 years of Western theology, it is not a simple intuitive matter to distinguish religion from philosophy on the grounds that the former deals with superhuman beings. Even more importantly for our argument, in South and East Asia the distinction between philosophy and devotion is simply not the matter for concern that it is in the West. The articulation of the trimarga in the Bhagavad Gita, for example, insists that "philosophy" (jnana), work, and devotion are simply three different aspects of one spiritual path; any distinction that we draw among them is a product of our delusions. Even those Hindus who understand the trimarga hierarchically (e.g., Shankara's conviction that jnana is a superior path to devotion) understand the overall purpose and goal of these different paths to be the same. Similarly, although Buddhists might disagree among themselves about the relative merits of theistic and nontheistic approaches to the dharma, the all agree that what they share in their respect for Gautama and in their reverence for the dharma binds them together as parts of a common enterprise. The most telling example regarding this distinction is the insistence among some that Gautama Bud&a taught a philosophy and not a religion. It is easy enough to understand the hestitation of a scholar to apply the term "religion" to the Budha's teachings because of his lack of concern with superhuman beings. However, a similar trepidation should accompany the attribution of "philosophy" to his teachings. Ignoring for a moment that it would be just as hard to establish any definition of philosophy to which all philosophers would agree, or which would apply to every person revered in the West as a member of the philosophical pantheon, we must surely admit that the Bud&a has no analogue among Western philosophers who would compare with him so closely as would Jesus or a Sufi saint. The Bud&a was not, after all, a man who spent long hours in rational argument (although he did participate in this, and well), as much as one who devoted himself to a strict ascetic regimen and to meditational practice. This way of life has much more in common with the Rosicrucians, Kundalini Yogins, or Thomas Merton than it does with Aristotle, Aquinas, Hume, Kant, or Wittgenstein. The same could be said of many masters in the Theravada and Zen traditions. So, while it might be a difficult matter to define precisely how nontheistic Budhism is a religious system, it is rather more difficult to discuss Buddhism (or any of its schools) as a "philosophical" system. The real problem with fitting Bud&ism into any scientific taxonomy is that of cross cultural comparison: How are we to use an etic terminology to describe emic conceptual systems in a nondistortional way? This is no mean task, but it will simply not do to impose a naive Western dichotomy on South and East Asian traditions. Scholars who use nontheistic, inclusive definitions of religion insist that the word "religion" be defined not merely according to the intuition of Westerners, nor from the need to establish operative concepts by scientists, but that it be derived inductively from the careful consideration of ideas, institutions, and practices as they are understood in various cultures of the world. Nontheistic Religious Forms as Religious Epiphenomena. Elite vs. Folk Practice It is currently in vogue for scholars of religion to pay much greater heed than in the past to popular ideas and practices that have provided the social context and material wherewithal for the elites who have theorized about the nature of reality (e.g., Tambiah 1970,1984; Spiro 1982; Gombrich and Obeyesekere 1988); and rightly so (see especially Tambiah 1984:7-8). In popular quarters, religious belief in practically every tradition (including Theravada Buddhism) seems to be marked by the reverence for superhuman beings. Some have concluded from this that elite beliefs and practices that depart significantly from the dominant pattern among popular groups are secondary religious phenomena, and should not be included among the raw data from which a definition of religion is fashioned. There is some meat to this position, particularly given the dependency of elites upon the masses for their material support and the reciprocal relations that are established between them in matters of ritual and institutional affiliation. Still, even if the social reality of elite religious traditions relies on the existence of popular belief in "superhuman beings," this is an empirical matter to be demonstrated, not a matter of definition. For, even if elites do not exist in the absence of popular traditions that assert the existence of "superhuman beings," any adequate definition must also take into account the attitudes of elites who have traditionally maintained control of dominant intellectual traditions and social institutions. Morever, certain elites do maintain active relationships with their support groups that entail the popular embrace of their "nonsuperhuman" belief systems. For example, Rudolf Bultmann and Paul Tillich were both members of the Church during their entire professional careers; they taught at highly respected theological institutions, where they educated several generations of clergy to service in European and American churches; they preached from the pulpit regularly in good Protestant fashion; they had a wide popular readership for their writings; but the "God" who was the center of their work and lives would be better described as "the Ground of All Being" rather than as a "superhuman being." To suggest either that Tillich and Bultmann promoted the worship of superhuman beings, or that their relationship to modern Protestantism is epiphenomenal, would be a serious distortion of modern Christianity. While we would not want to say that Bultmann and Tillich were proponents of a nontheistic religion, their understanding of God was so sophisticated that to describe it as reverence for "superhuman beings," or as the extension of social relationships beyond the merely human world, would be the grossest of distortions. Similarly, certain elites of Buddhism have traditionally discussed the Buddha not as a "superhuman," but as a highly evolved human being who had wonderful things to teach, and his teachings have been the focus of their traditions (Swearer 1989). Are the monks who preside over the cluster of beliefs, practices, and institutions of Theravada Buddhism nonreligious and/or religious epiphenomena, simply because they do not utilize metaphors about superhuman beings? To follow this line of reasoning to its disastrous conduction, we would have to conclude either that the Buddha himself was secondary to Buddhism (since his method for attaining enlightenment was recommended for and practiced by an elite corps of monks dependent for their well-being on the donations of lay folk who certainly did not understand the subtlety of their thought), or that Buddhism itself is only secondarily a religion (because of the spiritual beliefs of its lay supporters). Finally, if our definition of religion does not allow for the inclusion of the subtlest thinkers and spiritual masters of a tradition, then we must wonder about its usefulness. Any adequate definition of religion must not only allow for the most common aspects of religious tradition to be included within its scope, but it must also provide a conceptuality that will allow us to appreciate the intellectual subtlety of the greatest religious thinkers. Otherwise, it would be difficult for us to describe the functional symbiosis of elite and popular traditions, and there would be little incentive for us to master intellectual traditions that might enliven our own elite discourse. BUDDHISM AND NONDUALITY My argument to this point, and in the paper as a whole, is not to provide a new or refined definition of religion. Those offered by Geertz (1966), Cunningham et al. 41991:11-32), Schmidt (1988:3-28), and Nielsen et aL (1988:3-10), for example, might serve as models for what I would propose, especially insofar as they do not attempt to provide simple bipolar definitions of religious phenomena. The attempt to isolate religious phenomena among all social phenomena is a wrongheaded approach to the problem, since social phenomena of any specific type (economic, political, philosophical, artistic, or religious) are so interconnected with those of other types, that finding any hard and fast distinguishing marks among them is a vain and methodologically ill-advised hope. Thus, I agree with Goody (1961) in rejecting the "sacred-profane" dichotomy by itself as an adequate basis for the definition of religion, since it is vague and far too reductionistic. Yet no other such simple polarity as "human-superhuman" will serve any better to define the complex set of phenomena that scholars of religion choose to study. Likewise, I agree with Horton (1960:201) that to go ahead with the comparative study of religion while leaving the scope of the term undefined is to behave in a self-stultifying way; for until some fairly precise criteria of inclusion of phenomena in the denotation of "religion" have been given, it is impossible to specify those variables whose behaviour we have to try to explain in our study. This does not imply (as Horton does) that the definition should be fashioned according to a single bipolar scale, or that the human-superhuman dichotomy will serve as even one useful part of more complex definitional schemes. My argument in this paper is that apart from the problems of reduction that accompany the "human-superhuman" definition, such a taxonomy cannot even account for important aspects of religion where such a dichotomy might apply. As such, the "human-superhuman" dichotomy should be either abandoned or radically revised as a primary means of distinguishing religious phenomena There can be no doubt that an important part of religion generally is the concern of humans to come into relationship with some sort of power, being, personality, or spirit that is more closely connected with ultimate reality than are we ourselves. However, in the history of the world's religions, as people have established their relationships with ultimate reality and articulated their understanding of it, many of them have not expressed their understanding in teens of superhuman beings. In the subtle and artfully crafted statements of many religious peoples around the world, ultimate reality has been conceived in many different ways. Sometimes superhuman beings are considered to be the ultimate source of reality, but elsewhere such beings can even be considered impediments to establishing an appropriate relationship with being itself, which is the expressly stated goal of their religious practice. Nowhere is this clearer than in Mahayana Buddhism's articulation of nonduality as the fundamental characteristic of all reality. This orientation to descriptions of the world is so basic to Mahayana Buddhist thought that it influences not only the elite "philosophical" reflection about the nature of things in the world, but also the way that superhuman beings are conceived in those aspects of Mahayana that hold reverence for superhuman beings to be a fundamental part of Buddhist life and practice. In order to understand how all Buddhist schools, both theist and nontheist, are unified by principles more fundamental than whether their practitioners are theists, we must understand those aspects of Buddhist conceptuality that define what it means to be a superhuman being, especially for those schools that revere them. In this way we will be able to see that Buddhists generally do not understand differences of opinion among themselves about superhuman beings to be as important as their agreement on principles that are believed to be indispensable for the liberation of sentient beings from suffering. We shall also be able to see both that superhuman beings are relatively unimportant in Buddhist conceptuality as a whole, and that it is arbitrary to distinguish between "religious" and "philosophical" Buddhist sects. Before turning to Mahayans views, let us consider orthodox Theravada views on the relationship of the Buddha to the central teachings of Buddhism, which are known collectively as the dharma (Pall dhamma). It is not uncommon for Westerners to believe that the dharma, like the Gospel or the Torah, is valid because it derives from a superhuman source. For example, Orru and Wang (1992:50-56), in their argument against Durkheim's use of Buddhism to establish the usefulness of sacred-profane for defining religion, contend that the Four Noble Truths are not sacred in themselves, but have importance because they are related to the "superhuman" Buddha. They claim that whatever authority the Four Noble Truths have in Buddhism derives from their connection with the Buddha himself, especially in his transcendental form. According to this interpretation, ultimacy in Buddhism depends on the ultimacy of a superhuman being. This representation of Buddhism is seriously distortional, even apart from those issues discussed already. There are important traditions (especially in Theravada) that report the Buddha as instructing his followers to revere his teachings more than him. In fact, the implications of two basic Buddhist principles, "impermanence" and "no-self" (anitya and anatman, respectively [Pali: anicca and anatta]), have been understood to imply that the phenomenal appearance of Siddhartha Gautama as a human being is nothing to be clutched after, because his existence as such was, at best, a passing sight or illusion. However, the truths that he taught (e.g., the Four Noble Truths) have a more enduring importance because they can help others to recognize their own true, impermanent nature (Conze 1980:25-26). Thus, many Theravadins consider the deification of the Buddha to be an important problem, because it obscures the centrality of the Budha's teachings, which they consider to be the heart of the religion (Tambiah 1970:42-46). One way that Theravadins have conceptualized this problem is to distinguish between the Buddha's rupakaya ("form body") and his dharmahaya ("dharma body"). His physical body (or rupakaya) continues to exist only in relics (like toenails and hairs), which are the object of reverence. His transcendent spirit is thought to exist in his teachings, or dharma. Thus, to the extent that the Buddha is a transcendental being, it is equivalent with his teachings, which include primarily the four noble truths (Reynolds and Hallisey 1987:325; Corless 1989:36-41). According to this way of understanding the importance of the Buddha and dharma within Buddhism, it would be inappropriate to say that the dharma depends for its validity on its origin with a superhuman Buddha. Yes, the achievements of the Buddha stand as evidence of its effectiveness as a method for attaining enlightenment. Yet the dharma is effective (say Buddhists) because it is true, not because the Buddha spoke it from superhuman heights. In fact, if forced to point the causal arrow, we would probably be more correct to say that the Buddha became a "refuge" because he came to understand the dharma, rather than the other way around, since it is said that the dharma is discovered periodically by Buddhas who then bring its truths to suffering beings (Gombrich and Obeyesekere 1988:17; Carter 1982:21-22). In any case, the successful use of the dharma by thousands of monks over the past two-and-a-half millennia would serve as sufficient proof that the dharma has a special, sacred quality. This is why upon his death the Buddha recommended that members of the Sangha not pay him excessive reverence with garlands and offerings, but instead rely on their insight with the dharma as their "rude: So Ananda, whether now or after my decease, whoever you are, you must remain as islands to yourselves, as defences to yourselves with the Dharma as your island and the Dharma MS your defence, remaining unconcerned with other islands and other defences. If you ask the reason for this, then know that whether now or after my decease, whoever remain an island to themselves, as defences to themselves, with the Dharma as their island and the Dharma MS their defence, not concerning themselves with other islands and other defences, such ones are the foremost of my questing disciples (Williams 1989:11; see also Warren 1973:95-110) Even more significant than these Theravada views are those in Mahayana about the relationship of the Buddha and superhuman beings to the dharma. Within Mahayana the word dharma has an expanded meaning that includes the description of reality as ultimately nondual. Since it is within Mahayana that the reverence for superhuman beings is most prominent within Buddhism, an important issue to be addressed is how to understand the nature of superhuman beings as part of a world that is understood to be lacking all duality, such as the distinction between human and superhuman beings. Thinkers throughout the Mahayana traditions have considered this problem with considerable subtlety, especially as a response to the Theravada critique that the inclusion of theistic ideas is a departure from the teachings of Gautama. In their consideration of this topic, many Buddhist thinkers have developed a sophisticated vocabulary to describe their position, including such concepts as pratitya-samutpada ("dependent co-arising") and sunyata ("emptiness, openness, no-essence"). In every Buddhist school from Pure Land, to Zen, to the Tibetan Gelukpas, and among men (such as the Dalai Lamas) who are regarded by the masses not only as "philosophical" experts but also as the chief votaries or incarnations of certain superhuman beings, the argument of many Buddhist thinkers has been that the reverence paid to gods and spirits is only a vehicle to the realization of nonduality and the consequent liberation from suffering. They would contend that this goal is the same for all Buddhists. Whether one approaches it through superhuman beings or through nontheistic discipline is not a matter of fundamental significance. Thus, those members of Mahayana who revere superhuman beings typically consider themselves part of the same tradition and enterprise as those who do not. One way in which Mahayana thinkers have explained the relationship of nondual reality to the distinctions apparent among various phenomena has been in terms of the trikaya ("triple body") of the Buddha. Confronted, as they were, with the apparent paradox (on the one hand) of revering the person of the historical Buddha and all of his previous incarnations, while (on the other hand) accepting the principles of anitya and anatman, Mahayana thinkers devised a conceptual system that would allow them to revere individuated sacred beings while granting such beings no final absolute, or transcendental status. Through the doctrine of the trikaya, they identified three aspects according to which reality can be apprehended and understood, but Mahayana Buddhists believe that the true nature of reality is the same throughout all three of these realms. Still, the saving power of the dharma (as a set of Buddhist teachings known through dual consciousness) has been and continues to be manifest in only two of these realms. (On trikaya see Corless 1989:35-41; see also Williams 1989:167-184.) First, the nirmanakaya (or "manifestation body") of the Buddha refers to his human form which was observable to humans of his time through normal powers of perception and observation. Since the appearance of the Buddha as Gautama was such an important occasion for the propagation of the dharma to beings in need of salvation, Buddhists all over Asia revere his appearance. They bow down in front of images of him; they make pilgrimages to places where he was born, where he taught, and where he died; and they revere those body parts (such as toenails and hairs) that have been preserved in special shrines over the centuries. In all of this reverence for the historical Buddha, we can say that people revere sacred images, places, objects, holidays, and (above all) his teachings. Yet Shakyamuni himself is regarded by the popularly accepted masters of the tradition not primarily as a superhuman being (although he is sometimes regarded as such), but rather as a very highly evolved person who recognized his true nature and the nature of suffering; these are the same for all sentient beings. The second body, the sambhogakaya ("enjoyment or bliss body"), refers to that aspect of reality which is populated by gods and spirits. It is Mahayana belief that just as the dharma has been spread through human agents such as Gautama Shakyamuni, it is also helped along by the intervention of spiritual powers from beyond the world of normal human perception. According to some, Mahayana beliefs in superhuman beings such as celestial bodhisattvas and buddhas qualify it as a religion. However, within Mahayana at its broadest scope, belief in gods and spirits is nothing more than the recognition of beings that are commonly accepted throughout Asia as operating in the world. These beings are not the source of all reality; they are not the creators of this world, nor do they find fulfillment in their mode of being as gods (Gombrich and Obeyesekere 1988:15-17). Rather, gods and spirits as understood within Mahayana are a part of conditioned reality, and they are in as much need of enlightenment as are their human counterparts. In fact, it is generally recognized that sentient beings cannot make significant karmic progress as gods, but must become human to make further progress (Tambiah 1970:40). So, while it is true that Buddhists often worship enlightened divine beings because of their ability to give good things to people, it is also the case that deluded gods receive instruction from enlightened humans about superior modes of consciousness that can only be understood through the teachings of Buddhism. In some cases even bodhisattvas of the highest rank are reported to have received instruction from human beings who understood the dharma better than they (viz. Vimalakirti Nirdesa Sutra, contra Horton 1960:211, on the dependency of humans). Again, the teachings of Buddhism are important to Buddhists, as are the "skill in means" (upaya) through which these truths are made convincing to people. Superhuman beings are important only to the degree that they are able to manifest the truths of the dharma. Ultimate reality is the realm of the third body, the dharmakaya ("dharma body"). This is the sphere of nondual thinking, of immediate spontaneous perception, and of infinite consciousness. The Buddha's true nature, and the nature of reality in general, is perceived correctly only in the dharmakaya, because all reality is, according to Mahayana thought, nondual. Although the true nature of things as such (including the Buddha and ourselves) can be known, it can never be expressed in language or in any other form of symbolic representation, because all language and symbols are dual by nature. The most that can be said of even Buddhist traditions is that they are constructed within a conceptual universe that is aware of its own fundamental incoherence. Buddhism would claim that it represents the best means of moving people beyond themselves into the world of nondual awareness that allows for the only accurate perception of reality. Yet it is also frequently said that those who are truly enlightened must move beyond even Buddhism itself, since it, too, is a dualistic form of consciousness. It is in this conceptual context that we must understand the famous Zen adage: "If you meet the Buddha, kill him." Still, Buddhists are fully cognizant that it is necessary to work with people as they are, if the truths of Buddhism are ever to have effect in transforming people's consciousness. Furthermore, nearly all people, as we find them in the world and in culture, think, act, and live in a world of duality. Thus, in order to focus people's concentration on those things that "tend towards edification," it is necessary to emphasize certain people, places, images, temples, dates, teachings, and even superhuman beings as means of salvation. Of course, once one is fully enlightened, the illusory nature of even the most sacred symbols becomes apparent. Anyone who has spent time studying Buddhist thought knows that no being is truly superhuman (or subhuman, for that matter!, because all being is nondual. Consideration of the trikaya, especially in conjunction with the preceding discussion, discloses that naive Western concepts about superhumans will lead to spurious conclusions about the nature of beings as they are perceived within the worldview of samsara in general, specifically regarding the status of superhuman beings who are properly understood only against a background of emptiness and nonduality. Furthermore, distinguishing nontheistic Buddhist sects as "philosophies" or as otherwise nonreligious is entirely arbitrary, since the trikaya, as well as other Buddhist doctrines, are meant to make sense of the unity of Buddhist traditions and institutions which take a variety of approaches towards the realization of nondual consciousness. That is, the fact that Zen or even Theravada does not stress the reverence of superhuman beings is irrelevant for Buddhists in establishing it as a qualitatively different sort of enterprise from other sects within Buddhism, because their common purpose in attempting to realize the dharma overrides any minor difference that might otherwise distinguish them. Hence, since Mahayana Buddhists themselves consider it a matter of little importance whether one of their sects reveres superhuman beings, it is not arbitrary for scholars of comparative religion to conclude that Zen and other nontheistic sects within Buddhism are examples of religious phenomena that have no intrinsic relationship with spiritual beings. IMPLICATIONS FOR THE SOCIAL SCIENTIFIC STUDY OF RELIGION Allow me to expand on three points implicit in the foregoing discussion. First, religion is nothing if it is not intentional. What people believe about the world, about ultimate reality, and about their own religion is indispensable for the characterization of religious phenomena Within the many emic universes that help to make up the world's religious traditions, there are many subtle conceptual systems that must be understood in their own terms before any attempt can be made to fabricate an etic conceptuality that will account for the details of all of them in a comparative contest. Diversity among religious conceptualities about the nature of ultimate reality (with which all religions are concerned) is simply too great to allow for the simplistic conclusion that religion has to do with those aspects of human culture that make reference to gods and spirits. To define religion in this way would exclude some of the most influential religious ideas and practices the world has known. The Bud&t tradition is among the moat important of these examples, but many other religious phenomena could certainly be noted. Hammering an etic device onto religious phenomena may facilitate the construction of operational models, but it will not help us to understand the subtlety of human belief and behavior as observed among religious people from time immemorial. Second, one of the most important theoretical advances to be made within the social sciences during the last several decades has been the recognition that observers of culture must deal honestly and fairly with the integrity of worldviews incommensurate with their own. Scientists should be objective, but they should not be imperial Corollary with this has been the realization that the integrity of worldviews is denied implicitly when differences among them are collapsed, or discounted as "accidental," for the convenience of a comparative paradigm. Thus, many theorists now consider the recognition of "difference" among cultural expressions to be at least as significant as the definition of similarity and commonality. Differences among religious traditions in the way that ultimate reality is conceived and approached comprise one of the most important defining features of religious phenomena in human culture. To collapse such diversity and difference into the pat "religion has to do with superhuman beings" relies only on the most parochial of prejudices regarding religion, and it shows no awareness of the subtle forms of thought about ultimate reality and values that have been articulated among philosophers, poets, theologians, shamans, and gurus in the world's religious traditions. We scientific observers of religious phenomena would be wise not to use definitions that establish simple essences or functions as the defining characteristics of religions, but to recognize certain general categories within which there is widespread disagreement among religious peoples (e.g., Nielsen et al. 1988:1-19). In the case under consideration, it would be better not to define religion as necessarily dealing with gods, spirits, or other superhuman beings, but rather to consider the ways in which religious people approach and conceive of ultimate reality. There is certainly no dear agreement among Theravada Buddhists, Mahayana Buddhists, Advaita Vendantists, Sufis, Fundamentalists, Christian Feminists, and Shamans about how this is to be done. What makes the study of religion so utterly stimulating to the theoretical mind is the challenge of how to think about seemingly irreconcilable differences such as these. Having once considered the broad range of traditionally recognized religious thinking about such matters (i.e., in the traditions recognized as paradigmatic, listed above), we are then hard pressed to show why Marxists and American Civil Religionists should be excluded from consideration by the taxonomists of religion, since they too, after all, have ideas about the nature of ultimate reality (e.g., as dialectically material) that are set in a context of ritual, sacred space, and so forth. Whether such movements as Marxism should be understood as religious is certainly a question too complex to be argued here, but the consideration of such matters should not be excluded in advance by a too-narrow theoretical perspective. It is through the investigation of such marginal cases that refinements in taxonomy always advance. Even if the consideration of marginal cases only helps us to understand traditionally recognized religious systems more clearly, then expansive definitions will certainly have served a purpose. Finally, if we in the scientific West can take the integrity of religious conceptuality seriously, and if we consider especially the case of Buddhism, we might reflect more profoundly about the relationship between "words" and "things." There is no discrete part of reality that can simply be labelled "religion." Nor does the fabrication of operational definitions create it. Religion exists as an aspect of human culture to the extent that the interpreters of culture can use the term to make sense of human societies. As academic researchers, we should use the term "religion" only in ways that increase the subtlety of our descriptions. Thus, as we use the term in academic discourse, our definitions must be continually revised as we come to understand more and more about the phenomena that we study in its name. There is creative power in words, and in theorizing we bring worlds into being. As we construct operational models of religion, we must be careful not to destroy the worlds we intend to observe by creating new ones that are intolerant of subtle differences. primary goal of religious studies is certainly to develop models that do full justice to the emic diversity of religious phenomena As a religious system, Buddhism presented probably the earliest articulation of how to deal with this problem evenhandedly through the conceptuality of the trikaya. In addition to helping articulate the relationship of superhuman beings to the truths of the dharma, concepts like the trikaya have also helped to make sense of the diversity of beliefs and practices in the multiethnic, international Buddhist world, which has included forms of shamanism, amulet spiritism, tantric practice, silent meditation, as well as highly rational philosophical speculation. If Durkheim and other inclusivists have had any weaknesses in their use of Buddhism, those weaknesses were not found in their conclusions about the nature of religion. Rather, they (and all of us) have failed to recognize that Buddhists are not merely objects for our study, but co-equal partners in the effort to establish a conceptuality adequately sophisticated to allow for the appreciation of diversity and paradox among the world's religions. Buddhist intellectuals have recognized the diversity of belief and practice within their own traditions, and they have crafted a subtle conceptuality that allows them to make sense of core doctrines without belittling the diverse attitudes (superstitious and otherwise) that give Buddhism its rich texture. We do neither Buddhism nor the comparative study of religion any service by using conceptual tools that flatten this diversity into a convenient operational package. In his attempt to move interpreters of Buddhism away from the too predominant bias of interpreting Buddhism as an ideal tradition of pure teachings, Tambiah (1984:7) has written: to confine the study of "religion" to the doctrinal beliefs and philosophical constructs is, as Wilfred Cantwell Smith has argued, an unfortunate rationalist Enlightenment legacy that both unduly narrows and pauperizes the phenomenon. For me, Buddhism is a shorthand expression for a total social phenomenon, civilizational in breadth and depth, which encompasses the lives of Buddhist monks and laymen, and which cannot be disaggregated in a facile way into its religious, political and economic realms as these are currently understood in the West. Although Tambiah is arguing a case somewhat different from this one, his remarks about Buddhism in particular caution us against using categories that would "narrow and pauperize" the study of religion in general. There can be no question that reverence for "superhuman beings" does play a significant role in the consciousness of many religious people on the face of the globe, but since it does not include all religious consciousness, especially not the most profound insights of the acknowledged masters of most traditions, we should be careful not to universalize from the piety shown to gods and spirits and say, "This is religion." 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