The nature of Buddhism

by Klaus Klostermaier

Asian Philosophy

Vol. 1 No. 1 1991

Pp.29-38

Copyright by Asian Philosophy


... some well intentioned Buddhist monks as well as some Buddhist laymen are making an ill-advised effort to prove that Buddhism is a scientific religion. Walpola Rahula [1] ... The Tao of Physics is in a sense, a book about Buddhist physics... Fritjof Capra [2] Preliminary Remarks This paper forms part of a more comprehensive study of 'The Nature of Nature' which attempts critically to explore Western as well as Eastern views of nature. One of the basic problems arising is that of translating technical terminology relating to 'nature'. The word 'nature' is used in English in many different contexts and carries a great diversity of meanings. V. S. Apte's Student's English-Sanskrit Dictionary (p. 303) offers over forty different Sanskrit terms under the entry 'nature'. It is obvious that the following essay can neither deal with all these meanings nor make reference to all uses of the few terms discussed. The purpose of this paper is not to provide an exhaustive treatment of concepts connoting 'nature' in Buddhist literature but to point out firstly that the notions of 'nature' underlying Buddhist teaching are important presuppositions of Buddhist doctrine itself, determining to some extent 'the nature of Buddhism', secondly that Buddhist notions of 'nature' reveal insights into the 'nature of nature' that should become part of contemporary understanding, and thirdly that Buddhist notions of 'nature', are complex and cannot easily be subsumed under a general notion of 'Eastern mysticism' as is done, for example, by Fritjof Capra. Capra, no doubt, must be given credit for drawing the attention of many science interested Western readers to the treasures of insight found in Eastern philosophies and traditions and for establishing striking connections between some models of contemporary physics and some images of ancient Asian traditions. His presentation of 'Eastern mysticism', however, does not sufficiently differentiate between the vastly different systems of Eastern thought and tends to blur the significant controversies among them. His reliance on English translations (by different hands) of Eastern sources lets him draw conclusions which are not warranted by the texts themselves. Thus in Chapter 14 of the Tao of Physics, entitled 'Emptiness and Form', he offers a translation of an Upanishad phrase '... Brahman is the Void' and follows it up with the observation "Buddhists express the same idea when they call the ultimate reality sunsata -- 'Emptiness' or 'the Void'..." [3]. The Upanishad uses the term kham, sky, space, heaven with connotations quite different from the notion sunyata emptiness, zero, void as used by the Buddhists. Vedantins, the followers of Upanishadic thinking, rejected the Buddhist notion of sunyata as incompatible with their notion of brahman--the controversy has been sustained for over a thousand years and is documented in hundreds of important volumes. While one must certainly welcome the interest which a contemporary physicist shows in ancient Asian thought one must caution against a premature collapsing of ideas coming from very different backgrounds and, especially, a physicalisation of notions which, in Western terminology, would be clearly metaphysical. Introduction Among all the great traditional systems of thought it was Buddhism which many scientists discovered as most compatible with modern scientific thinking and, quite often, ahead of it! This attitude was quickly noticed by Buddhists, especially from Sri Lanka, who were eager to point out the scientific nature of the Buddha's approach to the world and the superiority of Buddhist teaching over Western science as well as religion and philosophy [4]. Before supporting or denying these claims let it be stated that whatever the relation between Buddhism and modern science may or may not be, Buddhism has developed a comprehensive theory of the nature of nature, encompassing all aspects of it and applying concepts of great depth and breadth to its analysis. Early Buddhism does not know the compartmentalisation of knowledge, so typical of the modern West, and thus its views of the nature of nature cut across physics and psychology, ethics and religion. Its analysis being so comprehensive and its view so allencompassing, it also includes itself in it: the 'nature of Buddhism' tries not only to provide information on how Buddhism views nature but suggests also that these views define Buddhism itself. In the course of its more than 2500 years of existence Buddhism developed a very large number of schools and sects -- many of them almost as far apart from each other in fundamental tenets and practices as any totally unrelated schools of thought and sects could be imagined. If we go by the mere label 'Buddhist' almost every teaching and almost every practice could be found justified by a reference to 'Buddhism'. In order to remain coherent and meaningful when using the words 'Buddhist' and 'Buddhism' this presentation restricts itself to sources close to the historic origins of Buddhism and those later interpretations of these sources which bear visible resemblance to and represent an intelligible exposition of them. Being so far removed in time from the origins of Buddhism increases our difficulty to find out the original teaching of the Buddha. Each and every human institution degenerates over the ages. Buddha himself quite clearly foresaw this. He considered his own teaching as the clearing of a path in the jungle that had been forgotten and overgrown. He did not expect this clearing to remain open forever -- eventually the path would again be forgotten and become overgrown. Apart from the internal decay to which every institution is exposed there is the problem of remoteness in time and culture which makes it so difficult not only to understand, but to accept such Ancient Oriental teaching. Nanamoli Bhikku, a modern Western Buddhist, the translator of the famous Visuddhimagga by Buddhagho.sa into English, thinks that this problem is less severe for Buddhism than for most other religions of the past. Thus he writes: Much that is circumstantial has now changed, since the Buddha discovered and made known his liberating doctrine two thousand five hundred years ago, and likewise since [the Visuddhirnagga] was composed some nine centuries later. On the other hand, the Truth he discovered, has remained untouched by all that circumstantial change. Old cosmologies give place to new; but the questions of consciousness, of pain and death, of responsibility for acts, and of what should be looked to in the scale of values as the highest of all, remain. Reasons for the perennial freshness of the Buddha's teachings -- of his handling of those questions -- are several but not least among them is its independence of any particular cosmology. Established as it is for its foundation on the self-evident insecurity of the human situation (the Truth of Suffering), the structure of the Four Truths provides an unfailing standard of value, unique in its simplicity, its completeness and its ethical purity, by means of which any situation can be assessed and a profitable choice made. [5] Nanamoli has correctly pinpointed the central concern of the serious Buddhist bhikku .and it would certainly be wrong to expect the Buddha to have an expert opinion on contemporary scientific issues. However -- and that is central to my thesis -- in spite of his rejecting as not relevant for salvation questions of cosmology and psychology hotly debated by his contemporaries [6], and in spite of his aiming for a kind of freedom of knowledge which was not tied to any opinion in these areas [7], Buddhism possesses and presupposes a view of nature which in turn determines its self-understanding. In other words: in Buddhism too, as in all other systems of thought with a strongly ethical and practical component, the interdependence of views on nature and views on human destiny is demonstrable. And Buddhism too, as all other religions and philosophies, takes over existing notions of the physical universe and fills them with existential and soteriological meaning. The Buddhism that we can study in the Pali Canon (and the Buddhisms of later periods in other cultures) shared with other faiths (Brahmanism, Jainism, Ajivikas) a great many assumptions regarding the world in which it lived. While refusing to deal with questions concerning an absolute past (a creation, etc.) or an absolute future (eternity) or an absolute space (or its opposite) early Buddhism rested on certain assumptions about the present (any present of living beings) and about the 'sphere of experience' which was stretched -- in comparison to our sphere of experience -- by the assumed experiential nature of the law of karma, the existence of superhuman intelligences (spirits of all kinds, devas) and the acceptance of experiential states of consciousness in yogic stages of trance which are called 'occult' nowadays or 'metaphysical' in that specific modern Anglo-American use of the word. Since it was this world of real experience rather than the world of speculation on ultimate cosmological questions in which the average disciple of Buddha moved and lived, we would expect Buddha's teaching to have something to say about it. In accordance with Buddha's own words, 'Whosoever sees Truth sees Me -- Whosoever sees Me sees Truth', we would expect to see in Buddha the truth about this foreground world as well. The 'four noble truths', by making a statement about reality as such, must, by implication, make a statement about the world of experience: the world both of everyman and of the scientist. I The Buddhist analysis of the 'composite things' -- which on account of their being composite are unstable -- arrives eventually (after having dealt with the grosser aspects of composition) at some kind of 'atoms' of experiential reality: the dharmas. 'Dharma' has, in Buddhist thought, a great many meanings [8]. 'Dharma' is defined as 'carrier of its qualities', a consciousness-element, a Daseinsfaktor, a component of reality as it appears to the mind (manas). Dharmas are the ultimate elements of our cognition of objective reality but since they are produced by manas (under the impact of sense-perceptions) they do not have a reality of their own. The importance of this dharma--doctrine can be gauged from what might be termed the 'Buddhist creed': The Tathagata has explained the dharmas which are (causally) conditioned, he has explained their causes and their extinction. Therein consists the great teaching of the Sramana. [9] The relationship of dharmas is regulated by three laws: 1. Each dharma is separate from all others and cannot be contained in another dharma which would enter into it or proceed from it. 2. Each dharma is in constant mutual reciprocal relationship to all others. 3. Certain dharmas always appear simultaneously. A new dharma can only come into existence through a co-operation with others, but not in the sense of causa materialis or efficiens, but only in the sense of 'conditions': if this -- then that. The following classical quote provides an example. When there is an eye and there are colours, there originates a seeingconsciousness: the combination of these three dharmas results in an 'experience'. Conditioned by this experience there is a feeling of pleasure or pain, etc.' This 'being conditioned by something else' is one of the basic 'laws' of the world. Dharmas are called dharmas because they can only arise in accordance with the law that they embody. On the basis of this theory of dharmas the often-discussed Buddhist doctrine of 'nosoul' becomes understandable [10]: Every human is composed of a great many dharmas, none of which is identical with the Real. 'Personality' is not an indivisible whole but a stream of factors of existence which act together according to certain laws. These are arranged into five groups (skandhas). Buddha is not proclaiming a modern materialism, but he certainly is going beyond the level of consciousness-realisation of his time. Truth is freedom from illusion. The most pernicious of all illusions is the selfidentification with one of the five skandhas, all of which are transient. Thus it is written: A well-trained disciple of the Noble-One does not consider the material form as the Self, nor the Self as something which possesses material form, or the material form as something which exists in the Self, or the Self as something that exists in the material form. And he does not see feeling, perception, instincts or consciousness in any of these forms. He understands of each of these skandhas as it really is, that it is transient, painful, not-self, composite and death-bound. He does not approach them, does not grasp them, and does not determine them as his 'self'. The well-trained disciple sees in material form, etc. 'That is not mind, that I am not, That is not my Self'. So that if the body form, etc., changes and becomes different, there does not arise in him frustration, sorrow, pain, grief, or despair. [11] II Roughly parallel to what psychologists today describe as 'realistic' and 'autistic' thinking the Buddhist philosopher Vasubandhu (4th century A.D.) declares that all conceptualisation concerns either elements (dharmas) or the self (atma). Conceptualisation, then is seen as a transformation of vijnana, the cognitive power. Conceptualisation is inherent in our verbal behaviour. On the basis of concepts alone and on the basis of an analysis of our consciousness-content we cannot come to a conclusion as regards either the reality or the non-reality of an 'outside'. It is wrong to impute the existence as entity to a conceptualised thing as it is also wrong to deny the reality of the thing-in-itself which is inaccessible to verbal expression. Conceptualisation is inherent in discursive thought and in language. As such, conceptualisation takes place both with regard to self (atma) and to elements (dharmas). Conceptualisation, however, does not exhaust the modes of consciousness. According to the Yogacarabhumi reality can be grasped in four stages each leading to a higher comprehension: 1. Loka-prasiddha tattvartha: reality as accepted by common sense. 2. Yukti prasiddha tattvartha: reality as appearing in our rational/conceptual thinking. 3. Klesavarana visuddhi jnana gocara tattvartha: the reality attained after discarding the notion of individual self. 4. Jneyavarana -- visuddhi-jna-gocara tattvartha: the reality comprehended after doing away with the notion of object. While we cognise something, this cognised object is not a thing in reality, but an image, a likeness of that thing, a likeness fabricated in our minds. Moreover, this pattern of thinking, i.e. conceptualising in terms of a subject-object dichotomy, as well as the fallacy of thinking the cognised thing to be a really existing object in and of itself, is inherent in our minds. This is the conclusion reached by Vasubandhu regarding the epistemological field in our empirical world. Ignorance (avidya) is not merely 'one does not know' but it is indeed 'one cannot know anything as it really is' (yathdbhuta) as long as one remains in samsara. The threefold nature of nature (tri svabhava) is thus explained: 1. parikalpita svabhava (nature of being reconstructed): All things, cognised by whatever mode of cognition, have the nature of being reconstructed; they do not exist as such. 2. paratantra svabhava (nature of being dependent on others): Mental reconstruction is inherently dependent on other factors. 3. nispanna-svabhava (nature of ultimate being): The ultimate nature of being consists of paratantra devoid of parikalpita. Therefore, parinispanna is neither different from nor the same as the paratantra. The nature of ultimate being is inseparable from the nature of ultimate non-being. Ultimate reality being such, the realisation of ultimate reality becomes cognitively quite inaccessible and unknowable from the gnoseological point of view, although it is the final goal of Buddhists from the soteriological point of view. It is beyond our human cognition which cannot escape from the deficiency of dichotomising conceptualisation. This is 'no-mind' (acita) and non-perceiving, and this is jnana (wisdom) beyond this world. This is converting the substratum (alayavijnana) as two-fold corruption (klesa-avarana and jneya-avarana, defilements of emotion and intellect) is revoed. This is the realm of the no-flow. It is inconceivable, virtuous and unchangeable. This is bliss, no-body of emancipation. This is said to be the dharma of the great sage.[12] III Central to the classical Buddhist analysis of the nature of nature is its identification of nature with the 'three marks' of impermanence (ksanikam, 'momentariness'), ill (duhkham, 'sorrow'), and non-substantially (sunyata, 'emptiness')[13]. As long as it was understood that these were transcendental principles, terms of comparison with nirvana, expressions which highlighted Buddha's disagreement with Hindu notions of the nature of nature, Buddhism was on safe ground. When Buddhists made the mistake of physicalising these concepts, especially the niton of momentariness, they entanbgled themselves in a maze of contradictions in their debates, viz. that his teaching concerned only those issued which had a bearing on the attainment of nirvana and which overlooked the agreed upon imperviousness of maya to rational thought.) Madhyamika philosophy tried to circumvent the problem by speaking of two realms of knowledge and reality which intersected but which were in principle incommensurable: samvrtti and paramarthika. Higher knowledge cancel out the lower -- reveals it as 'false'. Lower knowledge, i.e. the knowledge of the physical world obtained through senses and through reasoning, cannot contain the higher truth. Physical nature is unknowable in itself--what is described as knowledge of nature is a projection, the product of human ignorance. In a pointed manner we could say that from a Buddhist point of view modern science is a highly complicated form of ignorance, a systematic pursuit of questions not conducive to liberation. It is, thus, somewhat amazing to note that some Western scientists and some Eastern Buddhists alike seek a convergence of modern science and Madhyamikahis view seems to be based on the assumptions of some Buddhist though. It also is based on misleading translations of Buddhist texts by Western and Buddhist scholars alike, who chose a modern science-coloured vocabulary to translate Buddhist texts which say, in fact, something quite different as was pointed out earlier. Nevertheless, in a more subtle and less tangible way there is a rapprochement. Signs of it are the breakdown of the Cartesian dichotomy, the acceptance of the idea that subject and object cannot be separated wholly and that scientific investigation of nature contains elements of 'personal knowledge'. Another sign is the acknowledgement of the priority of theory over observation, the growing readiness of acknowledge the acute insight and intelligence of ancient Buddhist analysts of human nature. We must not forget, however, that, as E. Conze has it, [the] Madhyamakas were interested in one problem only -- the conditions which govern the transcendental intuition of the Absolute and they devoted an enormous amount of ingenuity to distinguishing absolute from empirical knowledge, which was ipsofacto held to be false. [14] IV Nature as the passive object of active human enquiry, the res extensa unrelated to the res cogitans, is a modern Western notion. It was introduced by Descartes and Bacon, resisted by Leibniz and Goethe and is being questioned today by scientists such as W. Heisenberg and D. Bohm. We should not expect to find this notion in earlier and non Western thought and should, therefore, not read it into texts originating from the Buddhist tradition. Quite clearly Buddhist notions of 'nature' contain both objective and subjective elements, and nature is perceived as something which human mind, will, and desire have helped to shape. However, Buddhism possesses its own dichotomies, viz. that of knowledge and actions conducive to, or not conducive to reaching nirvana. The notion of nature is not set over against the notion of freedom as something unrelated to it, but there exist manifold relations. Some are aiding and some are hindering human efforts to realise freedom. Buddhism argues against the existence of a soul, a separate substance different from all other material substances, while it insists on a life of highest ethical standards motivated by the ideal of enlightenment. Buddhism accepts the operation of karma in all spheres of that 'which has become'. And if we translate the Greek physis as 'that which becomes', the Buddhist corollary to it is, that physis is constitutionally afflicted by the three 'ills' of impermanence, insubstantiality and painfulness, that it cannot in and of itself provide enlightenment and peace eternal, but that it is the medium through which, and the backdrop against which, nirvana is achieved. The practical Buddhist mind did not enter into speculations as to whether the kosmos as a whole had a beginning or not. It convinced itself (by means of Buddha's enlightenment) that it was constitutionally affected by these ills, eternal or not. A case in point is the central Buddhist notion of sankhara (Sanskrit: samiskara), one of the most difficult terms in Buddhist metaphysics in which the blending of the subjective-objective view of the world and of happening, peculiar to the East, is so complete, that it is almost impossible for Occidental terminology to get at the root of its meaning in a translation... Just as kdya stands for both body and action, so do the concrete mental syntheses called sankhdra tend to take on the implications of synergies, of purposive intellection, connoted by the term abhiiankhdra... [15] To make sense of such terms we have to enter into the Buddhist view of the world from the standpoint of the Enlightened one. Clearly, the Enlightenment of the Buddha is not the Enlightenment of the modern West. His point of reference is not analytical ratio, not instrumental reason, not modern anti-metaphysical rationality but nirvana, the cessation of passions, the transcendence of individual rationality. Consequently, Buddhist notions of 'nature' throw light on nature in a way very different from modern Western science. It can be understood and appreciated best if we share the Buddhist notion of human destiny and human fulfillment. If we find the Baconian notion of nature responsible for many social, psycho-physical, and ecologico economical ills of our present world, we probably cannot solve these by replacing it with a Buddhist notion of nature, unless we also accept a Buddhist view of human life and its meaning. This, in turn, proves the point that the ethos of a civilisation and its concepts of nature are inter-connected and that the one cannot change without having profound repercussions on the other. For the Theravadins 'nature' is the 'other side of nirvana', the reverse image of reality which directs the existential search for permanence, bliss and being towards nirvana. For the Vijnanavadins 'nature' is a mind construct, a projection of desires and imaginations onto a canvas of reality which does not exhibit any of the properties it is supposed to have. For the Madhyamikas the experiential nature of nature is not true nature at all, it is hiding, distorting, alienating true nature which is one, not accessible to senses, not to be grasped in concepts. Nature, in varying degrees, is a vehicle for the Buddha to express himself: "The rock, all matter, all life, are charged with dharmakaya... everything is emptiness and everything is compassion". [16]. NOTES [1] 'Religion and Science', Mahabodhi, 2526/7, April-June 1983, pp. 61-65. [2] 'Buddhist Physics', in: S. Kumar, ed., The Schumacher Lectures (London: Blond and Briggs, 1980), pp. 121-143. [3] (Berkeley: Shambhala, 1975), p. 210ff. [4l KIRINDE DHAMANNAND, 'Religion in a Scientific Age', Mahabodhi, 2525/6, April-June 1982, pp. 60-65; Henepola Gunaratna, 'Relevance of Buddhism to Modern World', ibid., pp. 66-70. See also T. J. SALOMON, 'Soka Gakkai on the Alleged Compatibility between Nichiren Buddhism and Modern Science', Japanese Journal of Religious Studies, 7/1, March i980, pp. 34-54. [5] 'Translator's Preface', in: BHADANTACARIYA BUDDHAGHOSA The Path of Purification (Visuddhimagga) (Colombo, 1964), p. VII. [6] The questions which the Buddha refused to answer--questions of absorbing interest to his contemporaries-have traditionally been enumerated as fourteen. These fourteen avyakrtas are four sets of questions, three of which have four alternatives each, the last one (concerning the jiva) only two: 1. Whether the world is eternal (in time), or not, or both, or neither. 2. Whether the world is finite (in space) or infinite, or both, or neither. 3. Whether the Tathagata exists after death, or does not, or both, or neither. 4. Is the soul identical with the body or different from it? These questions are repeatedly asked -- and an answer is refused -- in the Pall Canon suttas -- they are also dealt with by Nagarjuna in his Madhyamakakdrika, 22, 12. [7] The Buddha refused to discuss cosmological theories, because they do not contribute to liberation. As we read in Samyutta Nikaya, V. 437: At that time the Blessed One dwelt at Kosambi in the Sinsapa forest, He took a few leaves into his hand and spoke to His disciplines: What do you think, you monks: which is more--these few Sinapa leaves which I hold in my hand or these leaves there in the forest? The disciples answered: Lord, the few leaves which you have taken in your hand are little -- and the leaves there in the forest are much more! Buddha then continued: Thus, you disciples, what I have known and not preached is much more than what I have preached. And why did I not preach it? Because it would not profit you, it would not make you progress on the Right Path, it would not lead to a rejection of the world, to a destruction of all lust, to a cessation of the transient, to peace, to enlightenment, to nirvana -- therefore, I did not tell you. [8] Pall-Text-Society Pall-English Dictionary, Dhamma, pp. 335-339: "... dhamma as the interpreted Order of the World..."; "That which the Buddha preached, the Dhamma kat'exochen was the order of the law of the universe, immanent, eternal, uncreated, not as interpreted by him only, much less invented or decreed by him, but intelligible to a mind of his range, and by him made so to mankind as bodhi, revelation, awakening..."; "this universal logic, philosophy or righteousness ('Norm') in which the rational and the ethical elements are fused into one..."; "Natural or Cosmic Law...". [9] Mahavagga, I. 23. [10] Cf. the Chariot simile in Milindapanho, II, 1. 1. [11] Samiyuttanikaya, III. 114. [12] YAMADA, ISSHI 'Vijnaptimatrata of Vasubandhu', Journal of the Royal Asiatic Society, 1977, p. 171. [13] The famous bhava-cakra (Wheel of Becoming) illustrates this Buddhist tenet in the figure of the threeeyed demon clutching the world. [14] Buddhist Thought in India (Ann Arbor: University of Michigan Press, 1970), p. 239. [15] Pall-English Dictionary, p. 664. [16] MERTON, T. Asian Diary (edited from notebooks by Naomi Burton, Bro. Patrick Hart & James Langhan, New York: New Directions, 1973), p. 235. The quote is taken from Merton's description of the experience of the collossal Buddha statues at Polonnaruwa. ~~~~~~~~ By KLAUS KLOSTERMAIER Dr Klaus Klostermaier, Department of Religion, The University of Maniwba, Winnipeg, Manitoba, Canada R3T 2N2. -------------------