Naagaarjuna, The Philosophy of the Middle Way

(Muulamadhyamakakaarikaa). by David J. Kalupahana
Kenneth K. Inada
Journal of Chinese Philosophy 14(1987)
PP.371-377
Copyright @ 1987 by Dialogue Publishing Company, Honolulu,Hawaii, U.S.A.


. P.371 The appearance of this volume is not only welcomed but adds significantly to the literature on Naagaarjuna. Although it is yet another translation of Naagaarjuna's major work, Muulamadhyamakakaarikaa (here-after, Kaarikaa). Kalupahana has is setting a new direction in the study of Naagaarjuna's philosophy. He calls for a new reading and understanding of the text and traces the ideas back to the early Buddhist period, indeed directly back to the historical Buddha himself. He has come to some startling conclusions that will most certainly cause a rippling effect through the Buddhist scholarly world, especially in the Mahaayaana tradition. He asserts that Naagaarjuna is thoroughly faithful to the early Buddhist tradition, which is not especially surprising to many in virtue of the many references to it and by Naagaarjuna's own admission, but he goes further to assert that Naagaarjuna's ideas are not seminal at all, contrary to what modern interpreters have made him out to be. And, finally, since his ideas ultimately return to the early period and the Buddha, he cannot be considered a Mahaayaanist. It should be noted that Kalupahana is not the first to question Naagaarjuna's Mahaayaana lineage. A.K. Warder raised that question earlier on the basis of textual references and ideas in Naagaarjuna, including the fact that he did not refer to any existing Mahaayaana sutras. In some respects,Warder was quite correct in denying the Mahaayaana connection but he was not able to back up his assertion in definitive terms because of the scarcity of literature on the matter, plus the difficulty of probing the matter from the Mahaayaana side.Kalupahana follows the lead and examines closely the only text mentioned by Naagaarjuna in the Kaarikaa,, the Kaatyaayanaavavaada Sutra, which has the same content as the Paa1i text, Kaccaayanagottasutta. P.372 The suutra is quoted in full in the Introduction (pp. 10-11)because of its extreme and fundamental importance for understanding the early Buddhist view of the Middle Way doctrine but also for understanding the central thought of Naagaarjuna. Indeed, there is no better place to seek a capsuled expression of the Middle Way doctrine. In certain respects,it is puzzling to scholars that only a single work is referenced by Naagaarjuna, for he most certainly had at his disposal the vast array of Buddhist literature before him. On the other hand, that single suutra is the most appropriate one to call on because of its direct connection to Naagaarjuna's own thought in the Kaarikaa, in harmony with its own namesake of the fundamental Middle Way system (muulamadhyamaka). In any case, it seems quite trivial to continue pushing the question of textual use or non-use, since Naagaarjuna himself was ever so humble and reverent to the whole Buddhist tradition and naturally sought relief and comfort in the basic ideas. Yet, this return to the source for an ideological foundation should not be construed to mean that Naagaarjuna lacked ideas of his own, even seminal ones, for his ideas did eventually catch the attention of Buddhists living during the period and stimulated innovations for implementing the basic ideas by adapting them to the changing times. He thereby changed forever the course of Buddhism in the northern regions. The period during which Naagaarjuna lived, 2nd-3rd Century A.D., is, historically speaking, still nebulous to scholars, a period in which the Mahaayaana forces were gathering momentum but where no clear cut distinction between the Theravaada and Mahaayaana traditions could yet be made. The Theravaada, Abhidharma, Sarvaastivaada, Sautraantika and other lesser systems had already always been asserting their thought in a general way. In this situation, the Theravaada did not recede into the background, nor was it totally eclipsed. Thus it is no wonder that Naagaarjuna should explore the Middle Way doctrine using existing ideas that were basic to the whole Buddhist movement. He may have been well aware of the Praj~naapaaramitaa Suutras but, consciously or unconsciously, he apparently had no use for their reference. This point is debatable, to be sure, for it is certainly difficuit to come to any definitive answer. Futhermore, the controvery between bodhisattvayaana and `sraavakayaanaa may have been brewing, but again it would be difficult to gather enough P.373 materials to conclude that the Mahaayaana was clearly dominant at this time. Even with the great Vasubandhu,who comes several centuries later, it is allegedly said that he was a Sarvaastivaadin prior to his conversion to the Mahaayaana which was urged on him by his brother Asannga. All in all, Naagaarjuna lived during a vibrant period of Buddhism, challenged by new forces in social, political, economic and monastic circles and, fortunately, he had the intellectual powers to re-examine the whole buddhist situation and came to a reconfirmation of old ideas coupled with a seminal interpretation of them in a truly open way. Kalupahana writes as if Naagaarjuna lived outside the shadows of the incipient Mahaayaana forces. Indeed, there is no mention by Naagaarjuna of the Prajnaparamita Suutras, The Lotus Suutra, Avata.msaka Suutra, Vimalakiirti-nirdesaa Suutra,etc.,but stll it would be highly inappropriate to assert that there is a complete gap between Naagaarjuna and these sutras. He may not be called a Mahaayaanist as we understand the term today but he may have been well aware of the tension from the new forces, although he did not actively play a key role in their eventual development. In a similar vein, although Naagarjuna may not have directly delved into the bodhisattva concept, its absence in his works cannot be taken as grounds for rejecting him as a Mahaayaanist.It would seem that no direct Mahaayaana involvement by Naagaarjuna can now be established but, nevertheless,it would seem only natural that he, more than any other Buddhist of the times, was responsible for the eventual consolidation of the Mahaayaana movement.Why this assertion? It is quite simple. Subsequent history attests to the fact that Naagaarjuna and his works began to take on an important role in the development of Mahaayaana Buddhism both within and without India-in Tibet, China, Korea and Japan. He is rightly regarded as the Second Buddha, in many schools of thought,such as in Ch'an (Zen) Buddhism. It is difficult to deny the spiritual and ideological lineages that stem from Naagaarjuna. But why is Naagarjuna unheard of in the Theravaada tradition? Or, granted that he had so forcefully reconfirmed basic Buddhist thought, why is the Theravaada tradition silent on this major thinker? Several centuries later, we note the appearance of the great Theravaadin, Buddhaghosa, adn his monumental Visuddhimagga, but even Buddhaghosa P.374 himself is silent on Naagaarjuna, although both of them came from the same general vicinity of South India. It would seem highly unlikely that Buddhaghosa did not know of Naagaarjuna and his works, and there is a suspicion that the former's work does contain such Naagaarjunian characteristics as interpreting dependent origination (paticca-samuppaada) , especially with the emphasis on the concept of emptiness (su~n~nataa). Be that as it may, we are not attempting to rewrite the history of Buddhism within the confines of a limited store of literature; rather, we can only state certain incongruous facts or events gleaned from such literature. In the end we remain uncertain of their final outcome. Despite all, Kalupahana's present work merits attention because of his boldness and assertiveness. It is something of a tonic for those in search of an ideological continuity as well as the development of Buddhism in general. But Kalupahana's enthusiasm is supported by two implicitly held premises: (1) Naagaarjuna and the Buddha are empiricists and (2) all metaphysical discourses are denied. These two premises run throughout his analysis of the Kaarikaa, but to the present reviewer they do not seem to capture the true spirit of Naagaarjuna or the Buddha. If anything, they seem to appeal to the general reader's naive and limited philosophical knowledge. The term 'empricism', for example, is a special concept in Western philosophy wrought in the British tradition of Berkeley,Locke and Hume. It assumes a dichotomy of the subject and object in the epistemological process, and thus an application of it to the Buddhist nature of experience not only distorts the process but goes against the very foundation of Buddhist experience grounded in the five skandhas, twelve aayatanas and eighteen dhaatus. Moreover, the Western notion of dichotomous experience would never lead to the Buddhist experiential goal of non-self (anaatman). In spite of this, Kalupahana repeatedly refers to the Buddha and Naagaarjuna as empiricists as if their doctrines fit exactly into the Western epistemological mold. Or, he speaks casually of the Buddha as a verificationist (ehipassika) to accommodate modern positivistic and pragmatic principles. It is not so much that Buddhist concepts are not amenable to modern treatment as it is that they must be guarded against unwarranted usage. Failing that, any concept will easily move into P. 375 alien territory. something Kalupahana is quite mindful of since he denounces modern interpreters who had gone astray. So, if Naagaarjuna and the Buddha are empiricists, then their concepts too must be interpreted strictly within the context of the Buddhist nature of experience. The other term, metaphysics, is employed by Kalupahana in the popular sense which disdains all use of it. This indeed poses some grave problems. Certainly, such concepts as substance, subject, object, existence, being, etc., are a11 metaphysical in nature, but so are their opposites. And so are such important concepts as causality, condition, contingency, necessity, permanence, change, freedom, etc., that are used to convey our thoughts. For example, if the concept of the self (aatman) is metaphysical, then its opposite, non-self(anaatman) is equally metaphysical. Yet, all Buddhists know that non-self is not the exact logical opposite of self. Should they be identical in the logical sense, then both would be categorized as entifiable objects, but that is surely not the case. We are here peeking into the uniqueness of the non-self doctrine, one of the most intriguing doctrines of Buddhism. The problematic here is that, unless the true distinction or understanding between self and non-self is ironed out, one will forever be mired in the quicksand of linguistics or logic. Non-self may be trans-logical, trans-rational and trans-linguistic, yet all of these terms do not, in the final analysis, diminish or destroy metaphysics itself or metaphysical discourse. For, to deny the function of metaphysics is to deny all discourse on elements that have metaphysical nature, among which the most central for Naagaarjuna is the metaphysical self-existent nature (svabhaava). But such a sweeping dcnial is sucidal in terms of understanding in the sense that evcrything experiential would be forsaken, a condition which would prevent the shift from the metaphysical to the non-metaphysical nature of things. Kalupahana's interpretation of samsaara as eaualing nirvaana(Kaarikaa;XXV. 19,20) is a case in point. He is on the right track by focussing on the continuity of the two realms of existence. Yet, if the denial of metaphysical elements were to be carried out completely, the nature of the continuity would instantly melt away. The realm of samsaara, afterall, is the realm of metaphysics (empirical orientation) or metaphysical discourse on things that can be understood, experientially and rationally I do not for one minute P.376 think that Naagaarjuna and the Buddha had intended to wipe away in one bold stroke all experiences and rational play. What they intended to do, if I read them correctly, is to seek an accommodation of the samsaaric elements, i.e., causes for all suffering due to attachments (upaadaana), within the context of a totally unique holistic and dynamically emerging relational nature of experiential events,which is nothing but an interpretation of the basic doctrine of pratiitya-samutpaada. No one today or before has a monopoly over the absolute understanding of this doctrine but it can be said that Naagaarjuna at least came to grips with it and, in the process, wrote the monumental Kaarikaa,which brought into play all the principal concepts relative to Buddhism. He was a philosopher or thinker of the highest order, to be sure, but to claim that he had answered all the questions raised is too generous and extravagant. To wit, Kalupahana asserts: (p. 369) Naagaarjuna's treatment of the metaphysical issues that emerged in relation to all these doctrines-doctrines pertaining to causation, change, the human personality, survival, karma, moral responsibility, and freedom-is so exhaustive and complete that he can proceed to explain the Buddha's conception of bondage and freedom without any fear of any one raising any question. (Italics his) Now, these remarks are too excessive to attach to a great thinker and certainly unfitting of a true philosopher, especially a Buddhist. What is truly great about Naagaarjuna is that he crystallized Buddhist thought within the context of prevailing controversies or divergent schools of thought and came up with a bold creative interpretation of Buddhist experience in ways that influenced subsequent developments in Buddhism, especially the Mahaayaana tradition. The issue at hand is not whether Naagaarjuna is a Mahaayaanist or a Theravaadin. The issue is, how and in what way we have all come to appreciate a novel interpretation of Buddhist doctrines. He was the man of the hour and we, who come nearly two millennia later, can greatly benefit by re-examining his contributions. It is precisely at this point that Kalupahana's work takes on real P.377 meaning and significance. His work has taken up the challenge to reexamine Naagaarjuna's thought by means of analyzing each chapter of the Kaarikaa. He has pointed out the shortcomings of past interpreters, such as Theodore Stcherbastsky, T.R.V. Murti, and other lesser known figures. Insofar as his approach is concerned, he has clearly mapped it out in the lengthy Introduction (pp 1-98). In the main body of the work, which is the translation and annotation of the Kaavikaa, his interpretation of Naagaarjuna's philosophy is guided by his understanding of empiricism, pragmatism and the anti-metaphysical attitude. The copious annotations are perhaps the greatest value of this work. His candid evaluation and correction of past translations, including those of the present reviewer, are valuable and informative. In sum then, the work is a definite contribution to Naagaarjuna scholarship and Buddhism in general as well. It should attract the attention of serious scholars of Buddhism and stimulate them to scrutinize the Kaarikaa in light of his new approach.